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The Top Five "Gotcha" Deficiencies Plaguing Asset Managers and How to Avoid Them


Asset Managers: Are You Ready for Your Exam? Steps You Should Take Now

At Harbor Funds, an Embedded Risk Rears Its Head

Now is Time to Get Busy with Liquidity Risk Management Rule

Investing in Harmony

World's Biggest Tech Giants Could Boost Bitcoin in Regulatory Push

Sullivan & Worcester Ranked in the 2017 Edition of Chambers USA

Sullivan & Worcester Ranked in the 2017 Edition of The Legal 500 United States


Robo-Advisers on Center Stage in 2017: Evaluating Compliance under SEC Guidance and Rule 3a-4

Opinion: When Directors Should Raise or Cut Their Own Pay

Sullivan & Worcester Attorneys Named in The Best Lawyers in America 2018®

Preserving A Hedge Fund's Business and Legacy: The Keys to A Robust Succession Plan

Sullivan & Worcester Names DC Partner Nicole Crum Co-Chair of the Firm's Women's Initiative

CCO's Race to Get Trustees On Board With Compliance

Sullivan & Worcester Receives Top Rankings in the 2018 U.S. News – Best Lawyers® "Best Law Firms" Rankings


ICOs, The DAO, and the Investment Company Act of 1940

Sullivan & Worcester Launches Corporate Governance and Board Advisory Practice

Board Self-Assessments Back on SEC Exam Request List

Shops, Fund Boards Lag on Liquidity Rule Prep: CCO Survey

When It Comes to 15(c), Passive Is Creeping Into Process

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